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投资公司的portfolio compliance analyst是做什么的?

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06-08-05 22:09操作
只看楼主AA分享不感兴趣
投资公司的portfolio compliance analyst是做什么的?
不太清楚这个职位, 和其他的分析师有什么不同?面试的时候会问什么问题?谢谢了
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06-08-05 23:14操作
只看TAAA分享
it's compliance issues, so you need to be familiar with relevant legal issues and regulations on security tradings.
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06-08-05 23:21操作
只看楼主AA分享

Thank you Caffeine!

I though so at beginning, but having reviewed the job description it seems computer programming skills are required more. So I'm confused.

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06-08-06 15:34操作
只看TAAA分享
i"m not in that field, but maybe they want the analysts to use programming to detect irregular trading activities, etc.
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06-08-08 19:33操作
只看TAAA分享

Is it buy side or sell side?  If buy side, there are different compliance requirements for different clients (especially for public funds), so they might have you code those rules into their compliance system which generally talks to their trading and accounting systems.

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